JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.
The Risk & Finance Technology (RFT) Control Team Testing team
is part of the Risk & Finance Technology Risk & Controls Team.
The Controls Team provides oversight on all technology risk and controls
in accordance to JPMorgan Chase (JPMC) Standards. The team supports
Risk and Finance Technology organization as well as the Risk functions
for the firm – Wholesale and Consumer Risk; Finance, Liquidity Risk and
As an Information Risk & Controls Analyst, your primary
responsibility will be to support the SOX & RCSA program, conduct
SOX & RCSA testing and communicate test results with appropriate
stakeholders. You will play an important role in engaging Technology
Control Officers for business areas to assess risk and with respective
technology and business partners. You will have an eye for detail and an
ability to see big picture and recognize need to assess control issues more broadly and across groups. You will also support the
Annual Application Controls program, working with Application
Development teams to provide oversight of the controls and suitable
remediation plans, as required.
PRIMARY DUTIES AND RESPONSIBILITIES:
Assist with the annual SOX program, testing the evidence of the
controls and identifying any Significant Control Deficiencies, working
with the appropriate TCO to identify appropriate remediation to improve
the controls as necessary.
Assist with the annual RCSA program for RFT, including setting up
workshops to identify inherent risk and to request appropriate evidence
for Controls. Testing the evidence of the controls and documenting the
Support the Application Control Testing program including initial
interviews regarding standard controls usage for applications in scope;
assist with the identification and testing of shared controls. Perform
testing of the evidence submitted to validate it justifies control
Work with technology teams to walkthrough, gather control design
requirements facilitate discussions and bring to closure control issues.
Advise Lines of Business (LOBs), based on the testing their results to ensure they are in compliance with the Firm's guidelines.
Communicate issues and evaluate issues/findings and best practices with the rest of the team and manager.
Perform QA reviews of SOX working papers.
Work actively with the Technology Controls Officers on the guidance and IT-related issues.
Participate in additional key control projects related to enhancement of the SOX program.
Support internal education and best practices sharing with peers
and colleagues, as well as information security education &
awareness, as needed
- 5-7 + years of experience of
professional Information Technology experience
- 3 + years of experience in IT Audit,
Compliance or Governance ("Big 4" experience preferred)
- SOX or RCSA IT controls experience is
- Experience testing direct IT
Controls is a plus
- Strong background in Auditing,
understanding of internal controls, particularly General Computer Controls
- Detail oriented with ability to
evaluate processes, controls and issues to determine the risks.
- Ability to maintain high standards
with a drive to achieve the right answer in difficult and/or ever changing
- Work independently, collaborate
within a team and is comfortable in a virtual environment
- Proficient verbal and
written communication skills, including the ability to effectively lead
discussions and meetings with internal management, external /
internal audit and peer groups.
- Ability to prioritize and work under
- Ability to
listen/observe/acknowledge/lead by example and provide recommendation
- Proficient in MS Office - Microsoft
Word, Excel, Access and PowerPoint
- CISA, CISSP, CISM, CRISC
certification will be an added advantage
- Bachelor's degree preferably in
Computer Science or Information Technology