JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
JPMorgan Chase is seeking talented candidates for positions within the Consumer Banking & Wealth Management (CBWM) Compliance Department. Compliance professionals with both operational and regulatory knowledge and experience will be expected to strategically partner with the business to ensure that our SEC Registered Investment Advisor practices, products and services are in compliance with both the letter and spirit of all applicable laws and regulations. Candidates will be expected to liaise with management, Legal, Risk, Controls and Audit teams to provide ongoing compliance advice on regulatory matters and compliance risk. Candidates will be expected to be engaged in the front-end on the development, implementation and oversight of RIA compliance program including but not limited to new or updated policies, procedures, issues/action plans and training to ensure inclusion of necessary state, federal and regulatory compliance requirements. Candidates will be expected to identify compliance-related risks and measure the sufficiency of controls while providing advice on a routine basis to the line of business.
Responsibilities for the Investment Advisory Compliance Manager include supporting the compliance program as it relates to investment advisory product offering.
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
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