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Corporate Compliance - Fixed Income Surveillance - Vice President

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.


This role is part of the North America/Latin America Fixed Income Trade Surveillance team within Institutional Surveillance. The Institutional Surveillance group is part of the Compliance unit of the Investment Bank. Key functions of this role include:

  • Reviewing surveillance output and conducting surveillance analysis of trading and market activity, with a focus on Fixed Income products
  • Working with business and compliance stakeholders to review and resolve exceptions
  • Conducting reviews and analysis to support regulatory exams and inquiries and other requests, as needed
  • Working with global surveillance and technology stakeholders on new and enhanced surveillances - including defining requirements, conducting analysis, conducting UAT testing, and defining and implementing related processes and procedures

  • Bachelor's Degree or equivalent experience
  • Minimum 3-5 years of compliance, regulatory, or related financial industry experience 
  • Product experience with fixed income securities
  • Knowledge of industry rules and regulations and market structure
  • Strong written and verbal communication
  • Strong organizational and analytical skills and attention to detail
  • Demonstrated ability to handle multiple tasks in a fast-paced environment
  • Experience with Actimize is a plus

Req #: 180036416
Location: Jersey City, NJ US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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