JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.
JPMC's Internal Audit Department, which is comprised of over 700 auditors globally, reports to the Audit Committee of the Board of Directors and is further accountable to the Chairman and CEO, senior management, and the regulators. Audit is an independent risk assessment function established within the organization to evaluate, test and report on the adequacy and effectiveness of management's system of internal control.
Within the Audit Department, the New York based North America Corporate and Investment Bank (CIB) Audit team is responsible for assessing the adequacy and effectiveness of the control environment across the CIB businesses in North America. This is achieved through a program of audit coverage performed and managed by a team of business and technology audit specialists and coordinated on a global basis with colleagues in LATAM, APAC and EMEA. In addition, the team is involved in assessing controls over significant projects including business reorganisations and acquisitions, technology developments/conversions, off-shoring and product development.
The role is for an experienced auditor within the Compliance audit team, reporting to the Corporate and Investment Bank Compliance Team Lead located in New York. The position is based in New York providing audit coverage of Corporate and Broker-Dealer Compliance activities, such as, conflicts management, investment banking, surveillance programs including control room and information barrier, compliance testing and branch inspection activities, anti-trust and competitive bidding, AML, anti-tying, anti-corruption practices, swap trading, including Dodd-Frank and Volker initiatives, and compliance with various US and international rules and regulations.
The successful candidate will work in the New York based team and will be responsible for executing both regional and global audit plans for these areas. They will also partner with CIB audit colleagues to ensure appropriate coverage of Compliance issues in product aligned audits. They will be expected to:
** Any candidate not meeting ALL the requirements can be considered for an AVP, Senior Auditor position.
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
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