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Investor Services Technology VP Audit Manager

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, asset management and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.


Department Description

The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators.  The global Audit Department has in excess of 800 Audit Officers.

The Corporate & Investment Banking (CIB) Audit Team is responsible for assessing the adequacy of the control environments across all of the CIB, Chief Investment Office (CIO) and Treasury businesses. This is achieved through a program of audit coverage, which is performed and managed by a global team of integrated technology and financial business audit specialists.


Position Description


This role is for an experienced IT audit professional to join the North America CIB Technology Audit Team. This position will be based in New York and a key area of focus for this role will include coverage of CIB Technology across Investor Services; this includes Agency Clearing, Collateral Management and Execution Services (ACCE), Prime Brokerage and Financing, Custody and Funds Services and Securities Processing Technology.


J.P. Morgan Investor Services is a unique combination of related, complementary businesses, working together to provide clients with seamless end-to-end solutions across the spectrum of financing, execution, clearing, custody and related services, all with the goal of helping our clients succeed. Agency Clearing, Collateral Management and Execution Services (ACCE) unites J.P. Morgan’s clearing, collateral management and agency execution capabilities under one umbrella.  The teams work together as a single service provider across the trade life cycle, helping clients execute, clear and settle transactions across a full suite of products.  In addition, we help clients manage the collateral they need to post to counterparties seamlessly and efficiently. Custody and Fund Services provides institutional investors with a complete approach to custody, leveraging advanced technology to optimize efficiency, enhance revenues and mitigate risks associated with global investing. With Direct Custody capabilities in each region and a network of sub custodians, J.P. Morgan can provide services across more than 90 markets, including trade and corporate action instruction processing, settlement and portfolio reporting, as well as access to the bank’s full range of asset servicing solutions. J.P. Morgan also offers clients top-tier fund administration, as well as a fully integrated custody and prime brokerage solution. J.P. Morgan is one of the industry’s top ranked prime brokerage, agent lending and depositary receipt providers, enabling our clients access to a vast range of financing capabilities with a leading counterparty. Prime Brokerage clients benefit from our multi-asset class platform, which includes financing, stock loan, capital introduction and consulting services. Within our Trading Services group, J.P. Morgan is a top tier agent lender that helps institutions enhance their returns and a top Depositary Receipts provider for the world’s leading issuers.



  • Work closely with business and technology audit colleagues to ensure that key risks are identified and assessed in the program of audit coverage.
  • Assist in all aspects of audits including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow up and verification of issue closure. 
  • Perform audit work in accordance with department and professional standards, and complete assignments in an efficient manner.
  • Attention to detail to ensure accuracy and completeness of audit coverage.
  • Write audit work papers and reports with minimal intervention by the Audit manager.
  • Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement.  This may be delivered through specific audit reviews or through ongoing involvement in major activities or projects.
  • Bachelor's degree in Technology or Finance with at least 5+ years of internal or external auditing experience, with a good level of technology background.
  • Certified Information Systems Auditor (CISA) and/or Certified Information Systems Security Professional (CISSP) designation considered an advantage.
  • Extensive knowledge of system development life cycle concepts with an ability to quickly learn a complex, distributed computing environment, including AGILE development environments.
  • Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner.
Req #: 160022520
Location: New York, NY US
Job Category: Accounting/Finance/Audit/Risk
Employment Type: Full Time
Potential Referral Amount: 5000 US Dollar (USD)

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