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Corporate Compliance - Corporate & Investment Bank Risk Assessment Compliance Analyst - Associate - New York

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at


The Corporate & Investment Bank (CIB) Compliance organization of JPMorgan Chase & Co is seeking an experienced Compliance professional to join the firm to perform risk assessment across the lines of business. 


The successful candidate will support the Corporate and Investment Banking Compliance. Responsibilities will include coordinating the compliance risk assessment and drive all initiatives associated with the risk assessment program within Compliance as well as support the implementation and execution of Compliance best practices under current program such as global / senior management reporting, project management, and issue management.  Activities include, but are not limited to, adhering to the guidelines of the program and ensuring that each line of business has appropriately identified and assessed key compliance risks, as well as adhering to related procedures and controls.  The Compliance Officer will work closely with the Compliance Advisory, as well as the Compliance Practices teams such as Testing and Training.



  • Managing compliance risk assessments and related reporting

  • Working effectively with senior Compliance Advisory and Core Compliance to facilitate identification of compliance risks

  • Ensuring that the risk assessment methodology remains consistent with global risk assessment standards

  • Using global risk assessment systems and tools to track compliance relevant risks and issues   

  • Identifying and implementing action plans where required, and tracking of plans to confirm complete remediation as needed

  • Coordinating with CIB Compliance Testing to confirm testing mandates and Training based on risk assessment results

  • Developing reports and metrics for senior CIB Compliance management and Core Compliance as required

  • Executing reporting and analysis work to support risk mitigation

  • Performing other ad hoc requests

  • Experience with securities, futures and/or banking regulations required

  • Industry experience in risk management, Compliance, risk assessment, internal controls, and/or internal audit role required

  • Excellent written and oral communication skills

  • Ability to work with others on a team and across the regions

  • Strong organizational, spreadsheet and database skills; detail oriented

  • Demonstrated ability to manage and lead multiple projects simultaneously

Req #: 160011449
Location: New York, NY US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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