Apply Now    

Global Compliance / Central Policy Office Policy Compliance Manager - VP - New York, NY

Job Description

 

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
 
Global Compliance Practices
 
Global Compliance Practices plays a critical role in the successful execution of the firm's compliance mission.  The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business globally. Compliance   teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.
 
Position Description
 
Policy management is an area of importance in the firm and in the industry. The Central Policy Office (CPO), part of Global Compliance Practices, plays a critical role in advancing the firm’s policy agenda. The CPO is responsible for establishing firmwide policy standards by:  providing governance administration for the firmwide Policy Governance Forum, maintaining the Firmwide Policy Management Framework, overseeing firm policy governance in an advisory capacity, facilitating policy ownership determinations and developing firmwide technology to support the policy management process, including maintaining the Firmwide Policy Portal.  
The CPO Policy Manager is responsible for working with LOB and Corporate Function Policy Managers to promote the CPO agenda, overseeing the review and rationalization of the policy inventory, tracking policy metrics, establishing and enhancing policy reporting and supporting other strategic initiatives as they arise.  The CPO Policy Manager will also be expected to provide active and direct leadership in the development, drafting, review, socialization and approval of policies.
 
Responsibilities
 
  • Work with policy owners and authors through the policy lifecycle (i.e., development, review, amendment, approval, retirement) to promote adherence to the established policy template and policy governance process
  • Help ascertain policy needs and determine appropriate documentation (e.g., policy, procedure, guidance)
  • Facilitate determination, assignment and reassignment of policy ownership as required
  • Serve as primary author/editor (not subject matter expert) for policies to ensure consistency of both content and “look and feel”
  • Review policies for consistency with related policies and oversee and rationalize policy inventory across LOBs / Functions
  • Drive assessment of policy content against legal obligations
  • Assist policy owners in identifying key stakeholders and completing the policy approval process
  • Contribute to or lead policy training initiatives, new technology roll-out and other group initiatives as they arise
  • Contribute to or lead strategic initiatives
  • Minimum 5 years experience in Compliance, Risk or Audit activities, preferably within the financial services industry
  • Bachelor or higher degree in finance, accounting, computer science, or a related discipline
  • Past experience working with business and technology partners on designing and delivering enhanced technology solutions
  • JD Preferred
  • Professional maturity and confidence in expressing a point of view with senior management
  • Demonstrated ability to partner effectively across different businesses and functional areas
  • Strong project management skills
  • Strong control mindset
  • Strong oral and written communication skills
  • Strong process and business analysis skills
  • Strong Excel, Word and Power Point skills as well as ability to become a subject-matter expert in new authoring and workflow technology and portal management
Req #: 160012790
Location: New York, NY US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

Apply Now    

Join our Talent Community

Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.

Join Now

Privacy Statement

Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices.

Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.

The firm invites all interested and qualified candidates to apply for employment opportunities.

Need disability related assistance?

If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please contact us by calling (US and Canada Only) 1-866-777-4690. Please indicate the specifics of the assistance needed.


Keep in touch

Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities.