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Corporate Compliance - Global Investment Management Alternatives Compliance - Executive Director - New York

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

JP Morgan Asset Management is a leading asset manager for institutions, individuals and financial intermediaries, worldwide.  Our investment professionals are located around the world providing strategies that span the full spectrum of asset classes including equity, fixed income, cash liquidity, currency, real estate, infrastructure, hedge funds and private equity.
The JP Morgan Alternatives Compliance team is seeking an experienced compliance candidate with a strong working knowledge of the Investment Adviser Act and other associated investment adviser regulations including Form PF, Form PQR, CFTC/NFA CTA and CPO requirements and general fiduciary obligations.
Specific requirements:


  • Capable of taking the lead on all regulatory matters associated with the various businesses within the alternatives platform of asset management and its Global Real Assets (”GRA”) business;
  • GRA is the global real estate fiduciary business within JPMAM which is primarily focused on identifying and investing in a variety of Real estate projects, fixed assets and properties generating superior investment returns for its investor clients;
  • Able to effectively communicate and liaise with senior management, Legal and Compliance personnel and the primary regulators for these businesses; and will
  • Readily identify new regulations that may impact the business and take the lead in drafting compliance policies and procedures to address these issues.
  • 10+ years of fund compliance/legal experience (with a focus on private funds) at a major law firm or in-house compliance or legal department;
  • JD a plus;
  • Knowledge of Securities Act, Advisers Act, Investment Company Act;
  • Knowledge of bank fiduciary activities, including advisory businesses;
  • Strong quantitative, critical thinking and analytic skills; confidence with finance and accounting concepts is required;
  • Excellent interpersonal, presentation and communication skills; ability to liaise with all levels of management;
  • Proven team player with a track record of building good working relationships;
  • Pro-active, motivated and enthusiastic;
  • Strong drafting, negotiation and analytic skills;
  • Strong time management skills;
  • able to work in a rapidly changing and challenging business and regulatory environment.


Req #: 160006621
Location: New York, NY US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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