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Asset Management | GWM | U.S. Private Bank | COO Control Lead, Associate - DE

Job Description

JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2 trillion, over 200,000 employees and operations in over 60 countries.  It operates across six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services.


The Global Wealth Management division of JPMorgan Chase & Co. is part of the Asset & Wealth Management business segment.  It has offered for over 160 years customized solutions and client service of the highest quality to solve the complex needs of wealthy individuals and their families around the world.  With assets under management of $1.25 trillion, it is one of the largest asset and wealth managers in the world.

Key areas of focus include but are not limited to:
  • Monitor issues for Risk Control Self Assessments and Audit Assessments
  • Ensure that risks are properly identified and mitigating controls are in place to maximize customer and shareholder value
  • Assist with audits/reviews from Internal Audit, Compliance and regulators
  • Develop and implement action plans and target dates stemming from regulatory and/or business audits
  • This position interfaces with senior management and counterparts across all Private Bank functions as well as Internal Audit, Corporate Risk Management and Compliance. 
  • Be a leader and key contributor in control efforts; including but not limited to leading the RCSA process and managing of action plans and other critical risk and control related processes
  • Conduct proactive risk mitigation reviews to target specific and high risk processes or functions, review procedures, training materials, controls and account testing
  • Verify accuracy and ensure compliance with plans, policies and procedures prescribed by management.
  • Ensure procedures and policies are documented to accurately reflect current environment and ensure they contain components needed to cover RCSA and expectations of Internal Auditors
  • Establish reporting for senior management to communicate results and strength of controls
  • Work with Audit, O&C  and related partners to help maintain the USPB control agenda
  • Work closely with Business Management, and other supervisory functions, to define the scope of monitoring and surveillance of business activities
  • Conduct reviews with a focus on business risk and control frameworks
  • Understand policies and procedures to determine proper application and compliance
  • Analyze audit/testing findings in order to provide recommendations or guidance to stakeholders
  • Bachelor's degree required
  • 2 – 3 years in audit/compliance
  • Strategic, conceptual and analytical thinker
  • Strong communication and leadership skills
  • Excellent in project management disciplines and an ability to instill structure, process, accountability, delivery and client-focus
  • Strong Excel and PowerPoint skills
  • Excellent strategic influencing and interpersonal skills, comfort in working with people at all levels across all functions 
  • Ability to develop effective partnerships with key business partners
  • Ability to multi task while working independently   
  • Team player who is easy to work with, shows commitment and dedication, and can maintain both a positive attitude and high level of performance on high demand/time-sensitive initiatives
Req #: 150117236
Location: Newark, DE US
Job Category: Asset Management
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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