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CCB Wealth Management - Senior Auditor - AVP - New York, NY

Job Description

The JPMorgan Chase Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators.  The department has over 700 auditors, located in key locations across the globe.  The Audit Department is responsible for assessing the adequacy of the control environments across the firm's lines of business.  This is achieved through a program of audit coverage which is performed and managed by a team of financial business and integrated technology specialists.


The CWM Audit Team, which is part of the Consumer and Community Banking (CCB) Audit Team, is responsible for assessing the overall control environment across the Chase Investments and Chase Private Client channels in the United States.


Position Description:

The CWM auditor role will be based in New York, and will be responsible for assisting with the ongoing risk assessment, control identification, audit testing, report drafting and continuous monitoring activities across the Chase Wealth Management line of business.



As an auditor on the Chase Wealth Management (CWM) team, you will be responsible for the following:

  • Participate in audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure.
  • Partner with colleagues, clients and control community members to develop, evaluate, test and report on the adequacy and effectiveness of control environment.  This is conducted in accordance with department and professional standards and will require the presentation of issue root cause to senior client management.
  • Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues.
  • Partner with other groups within Audit as appropriate to ensure the delivery of a seamless program of audit coverage.
  • Contribute to a business climate and culture that encourages integrity, respect, excellence and innovation.

·         Minimum Bachelor's degree in Finance, Economics, Accounting or other quantitative discipline. An MBA degree and/or professional certification, such as CPA or CIA a plus.

·         At least 5 +  year's internal/external auditing experience, with at least 1-2 years specifically covering Consumer Banking products, services, or operational functions preferred.

·         Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issue to senior management in a persuasive manner and influence change.

·         Strong knowledge of key Consumer regulations.

·         Strong analytical and risk analysis skills particularly in regard to understanding business processes, identifying control points and gaps, and assessing the probability and impact of an internal control weakness.

·         Ability and desire to learn quickly, be flexible and think strategically.

·         Ability to be able to multi task, complete projects on time and on budget, and be able to change priorities.

·         Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability.

·         Ability to perform out of state travel (15-20%).

Req #: 160044083
Location: New York, NY US
Job Category: Accounting/Finance/Audit/Risk
Employment Type: Full Time
Potential Referral Amount: 3000 US Dollar (USD)

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