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15B.4.4 --TST

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries.  The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small business and commercial banking; financial transaction processing; asset management and private equity.

 

The Quality Testing (“QT”) Team is an integral part of the controls environment within Global Compliance Operations (“GCO”) and is responsible for conducting a continuous testing program against internal procedures and regulatory requirements to ensure quality, completeness, and accuracy.  This QT team supports the testing of activities performed by several GCO teams that support the firm’s Global Anti-Money Laundering (“AML”) Prevention Program.  Primary focus will be placed on testing AML alerts reviewed by the Alert Operations team. For Alert Operations testing - the QT team analyzes alert details to confirm whether the analyst provided sufficient factual data to justify why the alert was cleared as well as an explanation as to why the alerted activity was deemed low risk.  Re-performance is conducted in some cases to conclude the disposition.

The Quality Testing Compliance Associate will be responsible for analyzing, investigating, and escalating alerts and unusual transactional activity. The candidate should have the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and appropriately disposition by utilizing analytical skills and research results. The candidate will operate under the supervision of the Compliance Officer and may receive guidance from Senior Compliance Management. 

 

Responsibilities:

  • Perform testing to ensure the AML Alert Operations is conducting high quality alert analysis in an accurate and complete manner against internal standards and local regulatory guidelines.
  • Identify trends and quality testing observations and effectively report summary results to management.
  • Function as a key contributor with demonstrated knowledge of Anti Money Laundering/Fraud Investigative and SAR experience, as well as broader functional knowledge.
  • Participate in internal as well and external audits.
  • Participate in the development of goals and execution of strategies within the function or department.

Qualifications:

  • More than 3 years experience in the Financial Services industry reviewing banking transactions
  • Understanding of BSA, and AML regulations is preferred
  • Having any AML certification would be an advantage
  • Familiarity with the firm's internal systems and processes
  • Strong analytical skills, including the ability to review complex transactions and identify AML risk “red flags
  • Excellent written and verbal communication skills, with a proven ability to explain QT review findings to both senior managers and analysts
  • Being able to think critically by viewing the bigger picture and present improvement opportunities 
  • Proven record of time management
  • Proficient in the Microsoft suite of products
  • Strong interpersonal skills & team player
  • Adept to a rapidly changing environment and adept at multi-tasking
  • Results and deadline driven
  • Strong attention to details
Req #: 170000095
Location: Fukuoka City, 40 JP
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3000 Japanese Yen (JPY)

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