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Global Compliance Operations - Risk and Control Assessment VP

Job Description

 

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations

worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial

banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average,

JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent

corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan

Chase & Co. is available at www.jpmorganchase.com.

 

The Global Compliance Operations (GCO) organization provides management and oversight associated with operational

support for Global Compliance including the development of operational centers of excellence for compliance functions

which are operational in nature including: Alert Operations (Level 1 Alerts Disposition), OFAC/Client Screening, Due

Diligence, Look Backs, Disclosure of Interest, Account Activity Reviews, Personal Account Dealing, and Licensing &

Registration.

 

GCO is responsible for supporting and leading aspects of the firm's Anti-Money Laundering (AML) program. The team

works closely with the AML Program Management Office, Global Financial Crimes Compliance and the enterprise-wide

control program teams to identify, remediate and track issues, and develop controls to sustain improvements as they are

made. The company's responsibilities related to Anti-Money Laundering span every business, function and region - and

apply to every customer and client of the firm.

 

Global Control’s mission is to provide centralized oversight and a sustainable control environment for the GCO

organization by creating a framework to monitor, escalate and remediate risks with appropriate urgency, accountability,

and transparency.

 

Global Control will partner with critical stakeholders including Oversight and Control, Compliance, Technology and Audit to

ensure alignment to firm standards. GCO’s operational risks and controls will be consistently evaluated on an ongoing

and independent basis using a risk based approach to comply with regulatory requirements.

 

Responsibilities:

- Support RCSA projects, prioritize and identify key messages to present to management to drive change

- Ensure GCO Controls programs are executed holistically and that critical handshakes between processes are identified

and assessed for risk

- Provide strong thought, leadership and communication in relaying GCO Controls information to global colleagues,

stakeholders and staff

- Execute against GCO Controls workstreams: risk and control self assessments, change management program across

process migration, system migration, and document management (e.g. procedures and guidance documents, SLAs, IAS

charters, and Resiliency Plans).

- Understand and comply with regional and regulatory requirements pertaining to GCO when executing the testing of

resiliency plans, SLAs, IAS charters, and system access management;

- Identify control gaps within GCO wide programs and implement effective controls to close the gaps identified

- Conduct gap analyses between differing GCO processes, at both a high and detailed level

- Synthesize large amounts of information efficiently and effectively into clear and concise messages to be relayed to

RCSA leads and LOB stake holders

- Effectively partner with GCO stakeholders, Oversight and Controls and firm subject matter experts so as to effectively

understand firm standards, polices and regional regulatory requirements

- Share information, support colleagues and encourage participation

- Bachelor’s degree and or relevant work experience require

- 3 to 5 years of relevant experience in AML, Compliance, operations, and project organization

- Advanced understanding of internal control concepts

- Ability to evaluate and determine the adequacy of controls

- Experience in assessing end to end processes to identify operational risk

- Inquisitive and proactive in identifying risks and proposing solutions

- Ability to work independently or within teams

- Proven ability in meeting deadlines in a high-pressure environment

- Must be proactive in identifying risks and proposing solutions

- Strong problem solving skills

- Ability to adapt to rapidly changing business environments

- Experience meeting project deadlines

- Strong interpersonal and verbal/written communication skills with the ability to present complex and sensitive issues to

senior management in a persuasive manner

- Proficiency with MS Office (Outlook/Word/Excel/PowerPoint) advanced user knowledge of excel required

Req #: 160033168
Location: Brooklyn, NY US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3000 US Dollar (USD)

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