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Asset Management, J.P.Morgan Securities - Client Onboarding Manager, Vice President - Chicago, IL

Job Description

  • This position will report to the head of Business Quality Control for J.P. Morgan Securities and help support the Know Your Customer and Anti-Money Laundering program for J.P. Morgan Securities.
  • Focus on process improvements related to Client Onboarding with a focus on KYC/AML issues.
  • The position generally interfaces with Financial Advisors, Supervisory Management and Regional Directors in JPMS branches, and also with product management and middle office within the line of business.
  • The role may make decisions independently but discusses unusual or complex issues with management. Ensure all policy required client documents/records are complete and accurate.
  • Assist with audits and metrics related to AML/KYC.
  • Provides guidance to others on the line of business AML/KYC policy and procedures.
  • Manages projects, including Know Your Customer client remediation, periodic client reviews and risk assessments.
  • Evaluates methods, processes and risks, and recommends and supports implementation of improvements across the Client Onboarding lifecycle.
  • Helps coordinate responses to regulatory exams and internal audits; helps develop corrective action plans and monitors completion of corrective actions.
  • Partner within JPMS as well as across other Lines of Business to provide support and guidance on strategic KYC initiatives.
  • 7 + years of KYC, Compliance, Audit, Risk, Legal or other Control function experience.
  • Experience with leading a team and working on strategic initiatives.
  • Needs the ability to work independently, but also collaboratively and effectively on a team.
  • A candidate needs to be a self-starter, quick learner and easily adaptable to change.
  • Strong written and verbal communication skills are a must.
  • Bachelor’s Degree Required
  • JD Preferred
Req #: 160024457
Location: Chicago, IL US
Job Category: Customer Service
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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