J.P. Morgan Global Wealth Management
Private Bank Suitability Framework – Product Risk Rank Supervisory Manager(SM)
JPMorgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to high net worth individuals and families in 36 countries around the world. We deliver highly customized and tailored solutions to help clients with the many complexities they face by leveraging the entire commercial and investment banking capabilities of the firm.
This SM role will specifically look at product risk ranking of all products traded; Equity, Fixed Income, Options, Hedge Funds, Private Equity and Real Estate. The suitability framework Supervisory Manager coordinates and works closely with PB Asset Class leaders, Market SMs, Risk, Compliance, Investor teams and Operations.
Create and implement a Product Risk Ranking Procedure to ensure monitoring and procedures are globally consistent.
Conduct post-trade reviews checks related to Product Risk Ranking within GWM’s suitability framework
Provide oversight of investment / trading activity to ensure compliance with the suitability including related policy requirements
Analyze and review trading activity, account holdings and client profile for suitability concerns and take action as required
Assist with preparing MIS reporting and analysis
Review of exceptions for client knowledge and experience
Review and make determination of suitability for potential vulnerable clients
Partner with Market Supervisory Manager to escalate concerns or issues
Other Duties May Include:
Assist with the trading, processing and reporting of errors and approval of cancel/corrects
Assist in preparation of Regulatory audits /Internal examinations and demonstrating adherence to internal policies and procedures
Respond to surveillance related inquiries from compliance
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
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