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Global Audit Department, Asset Management Audit - Associate/Associate Vice President

Job Description

Company Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.4 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, asset management and private equity. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.


Department Description

The JPMorgan Chase Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators.  The Global Audit Department (GAD) has in excess of 1,000 Auditors. The Audit Department is responsible for assessing the adequacy of the control environments across the firm's lines of business. This is achieved through a program of audit coverage that is performed and managed by a team of integrated technology and financial business specialists.





Position Description
This Associate/Associate Vice President position is based in Mumbai and is responsible for supporting the audit coverage of the Asia Investment Management businesses.
The applicant must be an experienced professional who possesses strong auditing skills, good knowledge of the private banking/wealth management business, financial instruments and products, and a strong understanding of internal control systems within a financial institution.
As a member supporting the AM Audit Team you will be responsible for the following:
  • Working closely with other regional/global business and information technology audit colleagues within the Asset Management team in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
  • Facilitate ongoing analysis of risk trends through the development and implementation of audit coverage
  • Facilitate performance of detailed control assessments and test work across multiple Global Wealth Management functions and processes
  • Facilitate developing recommendations to strengthen internal controls and improve operational efficiency
  • Be part of a team of auditors to execute, document, and complete audits timely and within specified timeframe and budgets
  • Stay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance



  • Qualified Chartered Accountant with a minimum of 3 - 6 years of Asset Management audit or related business/risk management experience. 
  • Ability to multi-task, learn quickly, think strategically and build strong partnerships with global team members and key stakeholders
  • Works well individually and in teams, proactive in information sharing, supports colleagues and encourages participation
  • Strong skills in time management and problem solving
  • Enthusiastic, self motivated, effective under pressure and willing to take risk and accountability
  • Strong analytical skills particularly in regard to assessing the probability, likelihood and impact of an internal control weakness
  • Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management
  • Flexibility to travel if needed (10%-15%). 
Req #: 160003710
Location: Mumbai, MH IN
Job Category: Accounting/Finance/Audit/Risk
Employment Type: Full Time
Potential Referral Amount: Indian Rupee (INR)

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