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Asset Management, GIM Compliance, Associate, Taiwan

Job Description

Asset Management


With client assets under supervision of $2.0 trillion and assets under management of $1.3 trillion, J.P. Morgan Asset Management (AM) is one of the largest asset and wealth managers in the world. We serve four distinct client groups globally through three businesses: institutional and retail clients through J.P. Morgan Asset Management (GIM), and high-net-worth and ultra-high-net-worth clients through Global Wealth Management (GWM), which includes the Private Bank and J.P. Morgan Securities. We offer global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity. We provide trust and estate, banking, and brokerage services to high net worth clients, and retirement services for corporations and individuals.


Job Description :


  1. Conduct periodic monitoring and testing and find out a discrepancy of operation and internal control system.
  2. Provide Compliance advices to improve internal operation procedures and for senior management reference.
  3. Assure the Business compliance with the group policies and local regulatory to minimize compliance and business' risks.

Education & Other licenses:

  • Degree in Law, Accounting or Finance related subject
  • Professional Accountancy or Legal qualification is an advantage

Experience:

  • With Experience of senior auditor in fund management industry or CPA firm is preferred
  • License of SITE & SICE or Senior Broker

Skills:

  • Strong communication and analytical skills.
  • Good English writing skills.
  • Strong PC computer skills (Excel, Word, PowerPoint, internet etc.)
  • Good interpersonal skills and willing to work in a team.
  • Knowledge of investment products and investment industry market practices.
  • Fluent in English
  • Good sense of logic
Req #: 160037678
Location: Taipei, TPE TW
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 30000 New Taiwan Dollar (TWD)

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