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Corporate – Compliance - E-communications & Investigations – Associate – London

Job Description

Description
 
The EMEA Compliance Surveillance team (“Surveillance”) monitors and analyses the sales, trading and banking activities conducted by the Corporate Investment Bank as well as undertaking the surveillance of electronic  communications (e.g. e-mail, Bloomberg etc.) and telephone communications.  Surveillance utilises and develops electronic tools and integrative techniques to detect potential and/or actual violations of firm policy and legal/regulatory requirements. Surveillance works in close partnership with various Compliance teams and groups across the Firm.
 
Responsibilities include but are not limited to:
 
  • Daily surveillance alert reviews
  • Targeted reviews of electronic communications and voice tapes
  • Involvement in various projects, initiatives and tasks. 
Skills, attributes and experience required:
 
  • Strong desire to work in a Surveillance team with good investigative instincts and background.
  • An understanding of markets and trading
  • A desire to learn and the ability to clearly communicate issues with Compliance and business colleagues. 
  • Good knowledge of Information Barriers/Handling of material non-public information; Anti-trust/Competition issues; Manipulation; Front running; Misuse of client confidential information;  Spreading of false/misleading information etc.  Legal, Compliance and
  • Non-English language skills would be useful. 
About J.P. Morgan’s Corporate & Investment Bank
 
J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.  Further information about J.P. Morgan is available at www.jpmorgan.com.
 
JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.
Req #: 160024336
Location: London, ENG GB
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3500 Pound Sterling (GBP)

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