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GWM– Compliance – Testing Compliance Officer – VP – London

Job Description

The EMEA Compliance Testing team is part of the EMEA Compliance and is responsible for managing and executing Compliance Testing across the Corporate & Investment Bank, Global Wealth Management and J.P.Morgan branches in EMEA. The team is currently expanding and looking to recruit several new team members.
 
ROLE DESCRIPTION
 
The EMEA Compliance Testing Team is responsible for the timely and effective management and execution of the EMEA Compliance testing program.
The testing team partner and support Line of Business Compliance Officers and other areas of Compliance globally.   The role responsibilities include:
  • Execution of the EMEA Compliance Testing Program.
  • Taking a leading role in the team, providing guidance and assistance to less experienced team members.
  • Testing of businesses impacted by Regulatory changes
  • Co-ordination with line of business Compliance Managers.
  • Management of open issues arising from testing and ensuring associated action plans are addressed.
  • Working closely with Internal Audit and Corporate Compliance to ensure the effectiveness of the Compliance Testing program.
  • Co-ordination of Audit, Regulator and Client enquiries and reviews relating to Compliance Testing.
Involvement in departmental projects particularly in relation to the development of the Annual Testing Plan and the production and distribution of management information
About J.P. Morgan’s Corporate & Investment Bank
 
J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.  Further information about J.P. Morgan is available at www.jpmorgan.com.
 
JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.
Req #: 160037773
Location: London, ENG GB
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3500 Pound Sterling (GBP)

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