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Corporate & Investment Bank - Compliance – Testing Compliance Officer - Vice President – London

Job Description

  • J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at
  • The EMEA Compliance Testing team is part of the EMEA Compliance and is responsible for managing and executing Compliance Testing across the Corporate & Investment Bank, Global Wealth Management and J.P.Morgan branches in EMEA. The team is currently expanding and looking to recruit several new team members.
  • The EMEA Compliance Testing Team is responsible for the timely and effective management and execution of the EMEA Compliance testing program.
  • The testing team partner and support Line of Business Compliance Officers and other areas of Compliance globally.   The role responsibilities include:
  • Execution of the EMEA Compliance Testing Program.
  • Taking a leading role in the team, providing guidance and assistance to less experienced team members.
  • Testing of businesses impacted by Regulatory changes
  • Co-ordination with line of business Compliance Managers.
  • Management of open issues arising from testing and ensuring associated action plans are addressed.
  • Working closely with Internal Audit and Corporate Compliance to ensure the effectiveness of the Compliance Testing program.
  • Co-ordination of Audit, Regulator and Client enquiries and reviews relating to Compliance Testing.
  • Involvement in departmental projects particularly in relation to the development of the Annual Testing Plan and the production and distribution of management information

About J.P. Morgan’s Corporate & Investment Bank


J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.  Further information about J.P. Morgan is available at


JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.


Req #: 160007733
Location: London, ENG GB
Job Category: Accounting/Finance/Audit/Risk
Employment Type: Full Time
Potential Referral Amount: 3500 Pound Sterling (GBP)

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