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Corporate- Global Compliance Operations- Data Management Operations– Trade Surveillance Analyst - Bournemouth

Job Description

About J.P. Morgan
J.P. Morgan is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity. Information about J.P. Morgan is available at
Our business
The Global Compliance Operations (GCO) organization provides management and oversight associated with operational support for Global Compliance including the development of operational centers of excellence for compliance functions which are operational in nature including: Alert Operations (Level 1 Alerts Disposition), OFAC/Client Screening, Due Diligence, Look-Backs, Disclosure of Interest, Personal Account Dealing,  and Licensing & Registration.  
Our team- Data Management
Ensure complete and accurate firm-wide consumer and wholesale transaction data is provided from authoritative sources which are utilized for primary AML/Compliance functions such as Transaction Monitoring & Investigations, Risk Assessment & Customer Due Diligence and Employee Compliance & Regulatory Reporting functions such as Disclosure of Interest, Trade Surveillance and Employee Compliance
The Trade Surveillance Data team is specific pillar analyzing data quality from LOB source systems used in Trade Surveillance Monitoring via Actimize.
Key responsibilities:
  • Monitor the data quality and completeness of feed/files into and throughout the Trade Surveillance environment.
  • Perform data analysis to obtain details on data issue (source data coming in, characteristics of problem, repeat issue, etc.) prior to engaging LOB stakeholders
  • Understand how the source feed data is utilized in the Trade Surveillance environment and the impact it has on various functions and teams within and outside of the Compliance organization
  • Act as PMO to the Defect Management process ensuring adherence to the Operating Model.
  • Work with Compliance, Operations, LOB and Technology contacts to determine root cause of data issue and determine action plan to correct issue going forward
  • Lead the resolution of exceptions.
  • Define and implement processes and controls ensuring consistency across regions and other Data Pillars within the Compliance Operations group
  • Track all data quality issues and provide feedback into recurring metrics process
  • Experience in an Data Management, Operational or LOB Middle Office function with a key focus on ensuring data quality.
  • Experience in defining/documenting new processes ensuring the appropriate level of controls in place.
  • Experience in exception management; preferably in resolving data quality issues
  • Demonstrated superior problem solving and decision-making skills
  • Ability to identify issues, seek solutions and gain consensus regarding outcome
  • Strong data analytic skills with ability to dive into details and understand the data provided.
  • Excellent communication, influence and relationship building skills, able to work with LOB and Technology staff.
  • Team player adaptable to changing environment, with great interpersonal skills
  • Highly disciplined individual, self-motivated, and delivery focused
Desirable skills:
  • Trade Product knowledge of any of the following: Credit, Rates, Fixed Income Equities, FX, Commodities.
  • Project Management experience highly desirable 
Req #: 160024286
Location: Bournemouth, ENG GB
Job Category: Operations
Employment Type: Full Time
Potential Referral Amount: 1500 Pound Sterling (GBP)

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