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Corporate Compliance - Futures Trade Surveillance - Vice President - Jersey City

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
This role is part of the North America Futures Trade Surveillance team within Institutional Surveillance. The Institutional Surveillance group is part of the Compliance unit of the Investment Bank. Key functions of this role include:
  • Reviewing surveillance output and conducting surveillance analysis of trading and market activity
  • Working with trading business and compliance officers to review and resolve exceptions
  • Conducting reviews and analysis to support regulatory exams and inquiries and other requests, as needed
  • Working with global surveillance and technology stakeholders on new and enhanced surveillances to define requirements, conduct analysis, conduct UAT testing, and define and implement related processes and procedures
  • Determining how new rules, regulations, and/or policies impact surveillance
  • Engaging with senior front office trading and sales personnel, compliance and legal personnel, and other stakeholders on surveillance requirements, new business initiatives, and other areas as required
  • Bachelor's Degree or equivalent experience
  • 5+ years of compliance, regulatory, or related financial industry experience 
  • Product experience in futures
  • Knowledge of industry rules and regulations (Fed, CFTC, NFA, futures exchange rules and regulations)
  • Strong written communication, verbal communication, and presentation skills
  • Strong organizational and analytical skills and strong attention to detail
  • Demonstrated ability to handle multiple tasks in a fast-paced environment
  • Experience with SMARTS is a plus
Req #: 160031034
Location: Jersey City, NJ US
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 0 US Dollar (USD)

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