The J.P. Morgan Asset Management business offers a full spectrum of investment strategies from equity, multi-asset, fixed income, currency, liquidity and asset allocation to alternative asset classes such as real asset, hedge funds and private equity, to clients throughout the world.
This role resides within Asset Management Compliance and is accountable for supporting, coordinating the monitoring roll out within LATAM along with the development and execution of the risk-based compliance monitoring in a manner that is consistent with the global monitoring program. This role will utilize the strong links in terms of product distribution between LATAM and EMEA and will be well placed to ensure a consistent approach. This role will also enable focus on the marketing of Luxembourg funds into the LATAM market as part of the rollout of the LATAM marketing monitoring and will also ensure that LATAM adopts a consistent approach with other GIM regions.
The monitoring will cover key areas of regulatory and business focus, including assessing cross border, client suitability, managing risks related to conflicts of interest and fulfillment of our fiduciary duty to clients.
The professional who fills this position will work with Business, Legal, Risk, Audit and Compliance management to identify and assess risks; develop and execute an appropriate compliance monitoring plan; and, communicate the results of monitoring activities, including the identification of issues, to appropriate line of business management.
This position requires knowledge of applicable regional regulatory requirements and controls, as well as familiarity with risk management and control processes, and Compliance or Audit best practices. The successful candidate should be enthusiastic, confident with a work ethic of continuous improvement and being best in class. They should have previous experience conducting compliance monitoring or testing, internal audits, or regulatory examinations of complex financial institutions.
The successful candidate will report to the EMEA Compliance Monitoring and Testing Manager for GIM who will report through to the Global Asset Management Head of Monitoring and Testing.
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
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