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VP, Global Wealth Management Product Compliance, Discretionary Products - Singapore

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.

Global Wealth Management (GWM) is part of the J.P. Morgan Asset Management business segment and offers customized solutions and client service to solve the complex needs of wealthy individuals and their families around the world. Global Wealth Management serves various client types through its Private Bank and J.P. Morgan Securities sub-lines of business.

The successful candidate will work with various business partners and control functions to identify fiduciary related regulatory requirements for the GWM Asia discretionary management activities, develop an appropriate compliance control framework and work with the respective control functions to implement monitoring programs.

Job Description :

  • Provide advice to business partners on APAC regulations (primarily Hong Kong and Singapore) that impact funds distribution or offer of discretionary managed account service
  • Interact closely with business partners, other Compliance partners and Legal to implement required processes in order to comply with regulatory requirements
  • Provide compliance review of new discretionary products tabled through the NBIA forum
  • Participate in fiduciary reviews of any discretionary account, where required
  • At least 8-10 years of relevant experience in a compliance or product management role, with demonstrable technical knowledge in the capital markets products
  • Relevant experience in an asset management / private wealth management compliance role, with demonstrable knowledge of offering regime for collective investment schemes, and relevant rules governing conduct of discretionary managed account services
Req #: 160046012
Location: Singapore, 01 SG
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 8000 Singapore Dollar (SGD)

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