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Corporate and Investment Bank – Compliance - CFS UK Compliance Manager - Vice President – London

Job Description

About J.P. Morgan Chase & Co
J.P. Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.1 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial transaction processing, asset management, private equity, commercial banking and financial services for consumers & small businesses. A component of the Dow Jones Industrial Average, J.P. Morgan Chase & Co. serves many of the world's most prominent corporate, institutional and government clients and millions of consumers in the United States and under its J.P. Morgan and Chase brands. Information about J.P. Morgan Chase & Co. is available at
About J.P. Morgan Corporate & Investment Bank
J.P. Morgan's Corporate & Investment Bank (CIB) is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $20 trillion of assets under custody and $393 billion in deposits, the CIB provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. 
Business Description
The Investor Services department consists of four lines of business – Prime Services, Fixed Income Financing, Pricing Direct and Custody and Fund Services (CFS).  The CFS line of business is comprised of a number of products which include global and direct custody, foreign exchange services, liquidity management, agency securities lending, depositary receipts, fund accounting, transfer agency, middle office services and trustee & fiduciary area. 
Role Description
The successful candidate will report to the CFS UK Compliance Manager and assist in the compliance coverage of the CFS business, which includes coverage of custody and fund services products.  The key responsibilities of the role include:
  • Provision of advice on and interpretation of a wide range of regulatory and firm policy topics;
  • Assistance with implementation of new regulatory initiatives impacting the relevant products;
  • Assistance with the development and implementation of compliance policies;
  • Review and development of the compliance risk assessments for the relevant products;
  • Review of new business initiatives and assessment of their regulatory impact on the relevant products;
  • Assistance in the development and delivery of compliance training;
  • Participation in regulatory and client due diligence visits;
  • Management and development of team member allocated to the support of fund service product.
In addition, the successful candidate will be required to work in partnership with other members of the regional/global compliance team to ensure consistent approach to products globally where appropriate, and to participate in regional/global compliance projects. 
Role Requirements
These points have been carefully considered as being essential for the role.  Your background must accurately reflect all of these points for your application to be considered;
  1. Have relevant compliance, regulatory consulting, regulatory audit, regulatory risk or legal experience;
  2. Good analytical and interpretative skills;
  3. Demonstrated capability to learn quickly and manage multiple demands;
  4. Strong communication and partnership building skills;
  5. Ability to identify potential issues and/or areas of improvement.
Req #: 160037739
Location: London, ENG GB
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3500 Pound Sterling (GBP)

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