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Corporate – Compliance - Global Financial Crimes & Global Anti-Corruption Compliance Testing Officer – Associate - London OR Bournemouth

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in Investment Banking, Financial Services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.  EMEA Compliance Testing is a part of: The Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm. 
The EMEA Compliance Testing Team – GFCC & GACC covers both global and business-aligned functions supporting the firm's Anti-Money Laundering (AML), Sanctions, and Anti-Bribery and Corruption (ABC) programs.
The position is part of the firm’s EMEA Compliance Testing Team – GFCC & GACC which is part of the firm’s second line of defence for AML, Sanctions, and ABC.  This position will be responsible for assisting with the performance of testing of the AML, Sanctions, and/or ABC programs across all lines of business. The reviews may be international in scope. The successful candidate must have the ability to prioritize / manage time, and to quickly learn about assigned topics.
This position is responsible for leading and participating in GFCC & GACC EMEA-focused reviews and reports to the EMEA GFCC & GACC Test Manager.  This position leads and conducts reviews to assess the design and effectiveness of the firm’s AML, Sanctions, and/or ABC program controls and processes for compliance with applicable regulations and adherence to relevant corporate policies, procedures, and processes.
This work includes completing timely and appropriately scoped reviews pursuant to the established schedule; assessing data samples when necessary to determine if practices adhere to applicable AML/Corruption/OFAC Sanctions laws, regulations and regulatory expectations; discussing findings with management; and documenting findings in written reports and work-papers. This position will assist the EMEA GFCC & GACC Test Manager with implementing the EMEA-focused GFCC & GACC testing plan in accordance with the firm’s standards.
Job Duties
  • Conduct or assist with GFCC & GACC compliance reviews to determine if business processes, procedures, and controls are designed appropriately and operating effectively;
  • Scope, execute, and document properly designed GFCC & GACC compliance tests using appropriate sampling methods and testing processes;
  • Develop standard work programs and test scripts for the testing of program areas/products
  • Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions;
  • Conduct on-going compliance monitoring activities and participate in special projects as required.
  • Develop metrics and reports for senior management to track testing and issue status.
Essential Skills / Experience:
  • Extensive relevant Compliance experience or other related experience such as risk management, audit, or similar control-relate experience;
  • Bachelor’s degree with professional certification preferred;
  • Knowledge of AML/Sanctions and Anti-Corruption compliance requirements and standards that impact a global financial services firm, such as KYC/client risk rating, transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessment
  • Knowledge of wholesale and consumer banking businesses and related products;
  • Strong communication, organizational, problem solving, and analytical skills.
  • The candidate should have the ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally; and
  • Ability to manage multiple requests for information and handle confidential and sensitive information in a professional manner in a fast paced deadline driven environment.
About J.P. Morgan’s Corporate & Investment Bank
J.P. Morgan’s Corporate & Investment Bank is a global leader across banking, markets and investor services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.  Further information about J.P. Morgan is available at
JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.
Req #: 160048715
Location: London, ENG GB
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 3500 Pound Sterling (GBP)

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