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VP, Regional Compliance – Fixed Income

Job Description

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries.  The firm is a leader in Investment & Corporate Banking; Financial Services for consumers, small business and commercial banking; financial transaction processing; asset management and private equity.
 
Business Description

Currency & Emerging Markets, Global Rates and Global Credit (including FX, FX Options, Interest Rates, Credit products, sales & trading, Structuring, Debt Syndication & Private Financing); Chief Investment Office ("CIO"), and Asia Treasury

Key Responsibilities
  • Primary Compliance coverage responsibility for the Asia Global Credit & Syndicate businesses, including policy development, training, product/transaction reviews and regulatory advice.
  • Assessing the impact of regulatory changes throughout the Asia region, recommending appropriate process enhancements and assisting the businesses to implement change where required.
  • Preparation and presentation of regulatory reports to business and Compliance senior management referencing key indicators of regulatory risk.
  • Coordination of multi-jurisdictional regulatory, policy and new product reviews giving consideration to sales and trading activities, booking practices, and relevant regulations including those of the US, Asia and elsewhere.
  • Ongoing assessment of regulatory and compliance risks inherent in existing and proposed business activities and initiating, coordinating and delivering process enhancements where required.
  • Advising & assisting regional Compliance colleagues with regional and global compliance policies and training as well as regulatory and internal inspections, investigations, audits inquiries when required.
  • Preparation and delivery of Compliance training materials in Hong Kong and across Asia.
  • Drafting and managing the roll out of Compliance policies, procedures and guidelines and any associated training requirements.
  • Coordination and liaison with local and corporate compliance groups as well as other corporate control functions such as business management, audit, tax and finance as required.
Experience & Education
  • Tertiary education.
  • 7+ years of relevant work experience, preferably in an Investment Banking environment.
  • Knowledge of Fixed Income markets and products
  • Understanding and appreciation of fundamental principals of compliance.
Key Attributes
  • Ability to work autonomously and as part of a team.
  • Ability to exercise sound judgment.
  • Strong sense of ownership and responsibility.
  • Strong interpersonal skills.
  • Solution-focused.
  • Ability to multi-task, prioritise and project manage complex issues.
  • Inquisitive with an excellent attention to detail.
  • Excellent drafting skills.
Req #: 150116502
Location: Hong Kong, HK
Job Category: Compliance
Employment Type: Full Time
Potential Referral Amount: 40000 Hong Kong Dollar (HKD)

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