JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
Hong Kong Compliance ensures the development and maintenance of a strong compliance culture in Hong Kong by developing and maintaining program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and rules that govern our business. Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm’s compliance control environment.
To manage compliance risk for the HK market by providing advice, training, and managing relationships with regulators.
Provide regulatory advisory and compliance support to business, support functions and other compliance teams.
Assist in coordinating and managing consultation exercises and industry group discussions.
Assist to review and sign-off new business initiatives documents, operational procedures and major operational and system changes.
Assist in rolling out the new regulatory requirements across the impacted businesses.
Develop compliance policies and procedures
Contact person with the HK regulators.
Drive HK regulatory projects, applications.
Assist in handling regulatory enquiries and investigations.
Assist in managing regulatory inspections
Develop a network of Compliance officers in peer institutions
Provide timely reporting on Compliance issues to business and internally as appropriate.
Prompt escalation of identified Compliance issues to Head of HK Compliance and business management.
Regular, effective delivery of training in accordance with the program.
Counterparts at other Institutions
Fluent Cantonese preferable, Mandarin an advantage.
Minimum 8 years Hong Kong Markets compliance experience
Solid knowledge in the SFC regulations and financial products
Law degree or other closely-related professional qualification
Strong communications skills in English and team work
Good analytical and problem-solving skills
Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers.
The firm invites all interested and qualified candidates to apply for employment opportunities.
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